Compliance Docs
Other Policies
Browse all policy documents and guidelines published by EZ Wealth in compliance with SEBI and exchange regulations.
11 DocumentsSEBI CompliantPDF FormatPublic Access
Important notice
Document library
All documents open in a new tab as PDF for regulatory transparency and investor awareness.
Quick highlights
PMLA
DP & SB policies
Surveillance
Alerts & SOP
Accounts
Inactive & freeze
At a glance
Policy Pack
11 downloadable PDFs
SEBI Aligned
Exchange guidelines
Surveillance
Alert procedures
11Documents
All DocsSEBI Compliant
PDFFormat
Library
Policy documents
Click any document to open it in a new tab.
Document Library
Regulatory & compliance PDFs
All documents are in PDF format and are provided for regulatory transparency and investor awareness.
PDF
Client Code — Trade Modification Policy
Open Document
PDF
PMLA Policy April 2021 — DP
Open Document
PDF
PMLA Policy April 2021 — SB
Open Document
PDF
Policy for Inactive Accounts
Open Document
PDF
Policy on Outsourcing of Activities
Open Document
PDF
Pre-Funded Document
Open Document
PDF
Surveillance Policy
Open Document
PDF
Freeze Trading Account Policy
Open Document
PDF
Depositary Participant Surveillance Policy
Open Document
PDF
Standard Operating Procedure on Surveillance Alerts
Open Document
PDF
Old PMLA Policy
Open Document
All documents are published in compliance with SEBI, NSE and BSE guidelines.
Need a Policy?
Can't find a document?
Contact support or compliance and we will help you locate the right policy.